SEC/NASD/NYSE

How LiveVault Enables Clients to Comply with SEC/NASD/NYSE:

Requirement: Verify automatically the quality and accuracy of the storage media recording process

  • At LiveVault, data is verified automatically every time a backup takes place.

Requirement: Serialize the original, and, if applicable, duplicate units of the storage media, and time-date for the required period of retention the information placed on such electronic storage media

  • At LiveVault, even if data is restored to the client system, the original remains in the vault in the same exact state as the initial backup until it is cycled off at the end of the period chosen (whether that period is a day or 7 years).The LiveVault automated process and subsequent detailed reporting gives regulators a clear idea of the chain of custody of the stored information and also rapid access, should it be required.

    All access to the stored data is documented and time/date stamped.

Requirement: Have the capacity to readily download indexes and records preserved on the electronic storage media to any medium acceptable

  • At LiveVault, data is available for online restores 24/7, 365 days a year.All backups are stored with the catalogs (indexes) and accessible to authorized users at all times.

Requirement: Store separately from the original a duplicate copy of the record stored on any medium acceptable for the time required

  • LiveVault online backup uses a process that backs up the original and duplicates it to a remote location. This is not a “mirrored” process, but a process that insures that the original data and any duplicate copies are identical. The data is stored on fault-tolerant disk media.